-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7gb+vxZRDMqa/Rb6sH8cSbbt+kiKbsOkmjFWRMwpDaLaIN7DxaP6LUzBURnoLio cTRmeIOZ47apZ9TKU3MDaQ== 0000927016-03-000828.txt : 20030221 0000927016-03-000828.hdr.sgml : 20030221 20030221101054 ACCESSION NUMBER: 0000927016-03-000828 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INSTINET GROUP INC CENTRAL INDEX KEY: 0001132327 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134134098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78064 FILM NUMBER: 03575179 BUSINESS ADDRESS: STREET 1: 3 TIME SQUARE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123109500 MAIL ADDRESS: STREET 1: 3 TIME SQUARE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INSTINCT GROUP LLC DATE OF NAME CHANGE: 20010110 FORMER COMPANY: FORMER CONFORMED NAME: INSTINET GROUP LLC DATE OF NAME CHANGE: 20010207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GPH DT PARTNERS CENTRAL INDEX KEY: 0001219245 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: EXCHANGE PLACE 24TH FL CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175701000 MAIL ADDRESS: STREET 1: C/O GOODWIN PROCTER LLP STREET 2: EXCHANGE PLACE 53 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 SC 13G 1 dsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ___)* INSTINET GROUP INCORPORATED --------------------------------------- (Name of Issuer) Common Stock, Par Value $0.01 Per Share --------------------------------------- (Title of Class of Securities) 457750107 --------------------------------------- (CUSIP Number) December 31, 2002 --------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ----------------- CUSIP No. 457750107 13G Page 2 of 8 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) GPH DT Partners - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 13,691 BENEFICIALLY --------------------------------------------------- OWNED BY 6. SHARED VOTING POWER 0 EACH --------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 13,691 --------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 13,691 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Less than 1% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ------------------- ----------------- CUSIP No. 457750107 13G Page 3 of 8 Pages - ------------------- ----------------- Item 1(a). Name of Issuer: Instinet Group Incorporated Item 1(b). Address of Issuer's Principal Executive Offices: 3 Times Square, New York, New York 10036 Item 2(a). Name of Person Filing: GPH DT Partners Item 2(b). Address of Principal Business Office or, if None, Residence: c/o Goodwin Procter LLP Exchange Place 53 State Street Boston, Massachusetts 02109 Item 2(c). Citizenship: Massachusetts Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share Item 2(e). CUSIP Number: 457750107 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. - ------------------- ----------------- CUSIP No. 457750107 13G Page 4 of 8 Pages - ------------------- ----------------- (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Not applicable. Item 4. Ownership. (a) Amount beneficially owned: 13,691 (b) Percent of class: Less than 1% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 13,691 - ------------------- ----------------- CUSIP No. 457750107 13G Page 5 of 8 Pages - ------------------- ----------------- (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 13,691 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. GPH DT Partners is a party to a Stockholders Agreement, dated as of June 9, 2002, by and among the Issuer and the signatories thereto, including Reuters Limited, Reuters C Corp., Reuters Holdings Switzerland SA, certain Bain Capital entities, certain Silver Lake Partners entities, certain TA Associates entities, 1998 GPH Fund, LLC, 2000 Exchange Place Fund, LLC and Edward Nicoll (the "Stockholders Agreement"). Exhibit A attached hereto lists each party to the Stockholders Agreement. The Stockholders Agreement requires the parties to vote their Common Stock for directors that are designated in accordance with the provisions of the Stockholders Agreement. In addition, the Stockholders Agreement requires, under certain circumstances, the - ------------------- ----------------- CUSIP No. 457750107 13G Page 6 of 8 Pages - ------------------- ----------------- parties to vote their shares of Common Stock in favor of certain equity issuances by the Issuer and imposes certain restrictions on sales of Common Stock by the parties. Based on information provided to the reporting person by the other parties to the Stockholders Agreement, with respect to which the reporting person takes no responsibility for the accuracy thereof, all of the parties to the Stockholders Agreement (inclusive of the reporting person) beneficially own an aggregate of 250,290,907 shares of Common Stock. The share ownership reported for GPH DT Partners in this Schedule 13G does not include any shares owned by the other parties to the Stockholders Agreement. GPH DT Partners disclaims any beneficial ownership of any shares of Common Stock owned by the other parties to the Stockholders Agreement. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. - ------------------- ----------------- CUSIP No. 457750107 13G Page 7 of 8 Pages - ------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 19, 2003 ----------------------------------- Date GPH DT PARTNERS /s/ Jeffrey C. Hadden ----------------------------------- Signature Jeffrey C. Hadden, P.C., Partner ----------------------------------- Name/Title - ------------------- ----------------- CUSIP No. 457750107 13G Page 8 of 8 Pages - ------------------- ----------------- EXHIBIT A Instinet Group Incorporated Reuters Limited Reuters C Corp. Reuters Holdings Switzerland SA TA/Advent VIII, L.P. TA Atlantic & Pacific IV, L.P. TA Investors, LLC Advent Atlantic & Pacific III, L.P. TA Executives Fund, LLC TA IX, L.P. 1998 GPH Fund, LLC GPH DT Partners 2000 Exchange Place Fund, LLC Silver Lake Partners, L.P. Silver Lake Investors, L.P. Silver Lake Technology Investors, L.L.C. Bain Capital Fund VII, LLC Bain Capital VII Coinvestment Fund, LLC BCI Datek Investors, LLC BCIP Associates II BCIP Associates II-B BCIP Trust Associates II BCIP Trust Associates II-B Edward J. Nicoll -----END PRIVACY-ENHANCED MESSAGE-----